PLF provides comprehensive advisory and execution services for private placements of equity or debt, supporting clients in raising capital efficiently while ensuring full compliance with Vietnamese laws. Our work focuses on structuring transactions to meet strategic financing goals, minimizing regulatory and commercial risks, and facilitating smooth investment processes.
What We Do
- Private placement strategy and advisory
We provide detailed guidance on structuring private placements, including selection of investors, transaction types, and financing instruments. PLF helps Clients evaluate funding options, pricing, and investor rights to ensure optimal outcomes for both equity and debt placements.
- Regulatory compliance support
Our team assists Clients in navigating regulatory requirements for private placements, including approvals from the State Securities Commission, corporate governance considerations, and documentation obligations. We ensure all filings, disclosures, and agreements comply with applicable laws and industry standards.
- Preparation and review of transaction documents
PLF helps draft and review all essential transaction documents, such as subscription agreements, shareholder agreements, debenture agreements, convertible notes, and investment memoranda. We focus on ensuring clarity, enforceability, and risk allocation that protects Clients’ interests.
- Investor negotiation and transaction execution
We support Clients in negotiating terms with investors, underwriters, and other stakeholders, helping structure arrangements that balance investor expectations and business objectives. Our team coordinates with financial advisors and legal counterparties to facilitate timely and effective execution of the placement.
- Post-transaction support
After closing, PLF provides guidance on reporting obligations, corporate governance updates, investor communications, and compliance monitoring. We assist Clients in managing investor relations and preparing for potential future fundraising or refinancing rounds.
How We Do
- Organize direct meetings with our team to clarify Clients’ funding goals, transaction structure, and investor profiles.
- Identify relevant legal, regulatory, and commercial considerations.
- Analyze transaction risks and opportunities to propose actionable placement strategies.
- Assign experienced legal experts to manage documentation, negotiations, and approvals.
- Provide advisory opinions, reviewed agreements, procedural updates, and negotiation guidance.
- Maintain ongoing support via calls, e-meetings, or in-person discussions to resolve issues efficiently.
- Provide regular updates on transaction progress so Clients can monitor and manage capital raising activities effectively.
Free Initial Consultation (30 Minutes)
To support investors at the early stage of decision-making, PLF offers a free initial consultation of 30 minutes. This session is designed to help clients outline their legal issues, assess initial feasibility, and determine how PLF’s services may support their business or investment plans in Vietnam.
With PLF as your legal advisor, you will receive practical, business-oriented insights and a preliminary direction tailored to your specific needs.
